Phase Transitions: First and Second Order
Drop an ice cube into a warm glass and watch it: for a while it just sits there, shrinking, while the
water around it stays stubbornly at 0\,^\circ\text{C}. Then the last sliver
vanishes and the temperature climbs again. Push a kettle further and, at
100\,^\circ\text{C}, the liquid erupts into vapour. Heat a bar magnet past a
certain temperature — its Curie point — and its magnetism simply switches off.
Cool certain metals below a few kelvin and their electrical resistance drops abruptly to exactly zero:
they become superconductors. In every one of these cases a substance abruptly
changes character as you turn a single knob — temperature, or pressure, or magnetic field.
These are phase transitions, and the astonishing thing is not that they happen but
that they are all, deep down, the same kind of event. This page builds the one idea that ties
them together: a phase transition is a place where two competing arrangements of matter trade places,
and the way they trade — smoothly or with a jolt — sorts every transition in nature into just
two families, first order and second order. Get that distinction
straight and melting ice, a boiling kettle, a demagnetising magnet and a switching superconductor all
fall into one picture.
Free energy decides who wins
Why should a substance ever change phase at all? Because at fixed temperature T
and pressure p, nature is a relentless minimiser: it settles into whichever
arrangement has the lowest Gibbs
free energy G. Ice and liquid water are two rival phases, each
with its own G(T,p). At low temperature the rigid crystal wins; at high
temperature the disordered liquid wins. The transition happens at exactly the temperature where the two
curves cross — where the phases have equal Gibbs free energy:
G_\text{solid}(T,p) = G_\text{liquid}(T,p).
On one side of that line the solid's G is lower and the substance is solid;
on the other side the liquid's G is lower and it melts. The whole zoo of
transitions is really this one contest — competing phases with competing free energies, swapping the
lead as you change the conditions. Everything else on this page is just a careful look at
how G behaves as the phases swap.
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At fixed T and p the equilibrium phase is the
one with the lowest Gibbs free energy G.
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A phase boundary is the set of (T,p) where two phases have
equal G — there the two coexist.
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G itself is always continuous across a transition. It is
the derivatives of G that reveal which kind of transition it is.
The map of phases: the p–T diagram
Plot pressure against temperature and every phase claims a territory. The
(T,p) plane splits into regions — solid, liquid, gas — each being the phase
whose G is lowest there. The borders between territories are the
coexistence lines where two phases tie. Three of them meet at one special spot, the
triple point, where solid, liquid and gas coexist simultaneously (for water, at
0.01\,^\circ\text{C} and a mere 611\ \text{Pa}).
Follow the liquid–gas line up and to the right and something strange happens: it does not run forever.
It stops, at the critical point. Beyond it the distinction between
liquid and gas simply dissolves — there is one continuous supercritical fluid, dense
as a liquid yet space-filling as a gas, with no surface between the two. Reveal the diagram step by step
to see the regions, the triple point and the critical point appear.
Two families: first order and second order
Here is the heart of the page. Since G is continuous across every transition,
we classify transitions by how its derivatives behave. The two most important first
derivatives of the Gibbs free energy are the entropy and the volume:
S = -\left(\frac{\partial G}{\partial T}\right)_p, \qquad V = \left(\frac{\partial G}{\partial p}\right)_T.
A first-order transition is one where these first derivatives
jump. The entropy S changes discontinuously by
\Delta S, and so a chunk of heat — the latent heat
L = T\,\Delta S — must be absorbed or released at constant temperature to
get across. The volume V jumps too (ice is less dense than water; steam is
far less dense than either). Because the two phases genuinely differ at the boundary, they
coexist there — ice and water sit together in the glass at
0\,^\circ\text{C}. Geometrically, G(T) is
continuous but has a kink: its slope changes abruptly. Melting, boiling and
sublimation are all first order.
A second-order (continuous) transition is gentler. Now the first derivatives
S and V are continuous — there is
no latent heat and no sudden density jump. Instead it is the second
derivatives that misbehave: quantities like the heat capacity
C_p = T\left(\frac{\partial S}{\partial T}\right)_p = -\,T\left(\frac{\partial^2 G}{\partial T^2}\right)_p,
the compressibility and the magnetic susceptibility diverge or jump. The
ferromagnetic Curie point, the superfluid lambda transition (whose heat-capacity curve is shaped like
the Greek letter \lambda), superconductivity, and the liquid–gas critical
point itself are all second order.
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First order. First derivatives of G jump:
S and V are discontinuous. There is a
latent heat L = T\,\Delta S, a density change, and
phase coexistence. (Melting, boiling, sublimation.)
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Second order / continuous. First derivatives are continuous — no latent
heat — but second derivatives (heat capacity, compressibility, susceptibility) diverge or
jump. (Curie point, lambda transition, superconductivity, the critical point.)
Latent heat and the temperature plateau
The signature of a first-order transition is a flat step on a heating curve. Add heat to a block of ice
at a steady rate and its temperature climbs — until it reaches 0\,^\circ\text{C}.
There it stops climbing. Keep pouring in heat and the temperature refuses to budge,
because every joule is going into breaking the crystal bonds and rearranging molecules, not
into speeding them up. Only once the last of the ice has melted does the temperature start rising again.
The same plateau appears at 100\,^\circ\text{C} while the water boils — a far
longer plateau, because vaporising costs much more than melting.
For water, per kilogram:
- Latent heat of fusion (melting): L_\text{fus} \approx 334\ \text{kJ/kg};
- Latent heat of vaporisation (boiling): L_\text{vap} \approx 2260\ \text{kJ/kg}.
The heating curve below plots temperature against total heat added for one kilogram of water, starting
from ice at -20\,^\circ\text{C}. The two horizontal plateaus are exactly the
latent heats being paid; the boiling plateau is almost seven times as wide as the melting one.
Worked example — melting then boiling
How much heat does it take to turn 0.5\ \text{kg} of ice already at
0\,^\circ\text{C} into steam at 100\,^\circ\text{C}?
Add the three contributions:
- Melt the ice: Q_1 = m\,L_\text{fus} = 0.5 \times 334 = 167\ \text{kJ};
- Warm the water 0 \to 100\,^\circ\text{C}:
Q_2 = m\,c\,\Delta T = 0.5 \times 4.18 \times 100 = 209\ \text{kJ};
- Boil the water: Q_3 = m\,L_\text{vap} = 0.5 \times 2260 = 1130\ \text{kJ}.
Q = Q_1 + Q_2 + Q_3 = 167 + 209 + 1130 = 1506\ \text{kJ}.
Notice how the two latent heats (the flat steps) dwarf the warming in between — and how boiling alone
costs more than everything else put together.
The order parameter and critical points
A second-order transition needs a subtler description than "a jump", because nothing jumps. The right
language is the order parameter: a quantity that is nonzero in the ordered phase
and zero in the disordered one. For a ferromagnet it is the magnetisation
M — the iron is spontaneously magnetised below the Curie temperature
T_c and unmagnetised above it. For the liquid–gas critical point it is the
density difference \rho_\text{liq} - \rho_\text{gas}, which
distinguishes the two fluids below the critical point and collapses to zero at it.
The defining feature of a continuous transition is that the order parameter does not jump to
zero — it slides continuously to zero as T \to T_c from
below, following a power law with a critical exponent \beta:
M \;\propto\; \left(T_c - T\right)^{\beta} \qquad (T < T_c).
The remarkable discovery of the twentieth century is universality: wildly different
systems — a magnet, a fluid at its critical point, an alloy ordering — share the same value of
\beta. It depends only on gross features like the dimensionality and the
symmetry, not on the microscopic chemistry. The graph below shows
M(T) falling to zero at T_c; drag the slider to
change \beta and watch how the curve approaches zero — steeply for small
\beta (a nearly vertical drop, as for the 3-D Ising magnet with
\beta \approx 0.33), gently for the mean-field value
\beta = 0.5.
Right at the critical point a second dramatic thing happens: fluctuations grow to enormous size. The
correlation length — the distance over which molecules move in concert — diverges,
and density ripples swell until they scatter all wavelengths of light at once. A clear fluid turns
milky and opaque: critical opalescence, a phenomenon you can see with your own eyes as
matter teeters between two phases.
Sliding along a first-order line: Clausius–Clapeyron
The coexistence lines on the phase diagram are not arbitrary curves — their slopes are fixed by the very
latent heat and volume change that define a first-order transition. Setting
G_1 = G_2 all along the boundary and differentiating gives the
Clausius–Clapeyron relation:
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The slope of a first-order coexistence line in the (T,p) plane is
\frac{dp}{dT} = \frac{L}{T\,\Delta V} = \frac{\Delta S}{\Delta V},
where L = T\,\Delta S is the latent heat and
\Delta V the volume change across the line.
This one formula explains a famous quirk. For almost every substance the melting line tilts to the
right (higher pressure raises the melting point). But water is a rebel: ice is
less dense than liquid water, so \Delta V is negative going from
solid to liquid, and the melting line tilts left — pressure lowers water's
melting point. Squeeze ice and it melts. That backwards slope, straight out of Clausius–Clapeyron, is
part of why glaciers flow and why an ice skater glides on a thin film of meltwater.
Several traps snag learners here; hold all four straight:
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"Second order = no heat involved." Wrong. There is no latent heat (no
discontinuous jump in entropy), but the heat capacity C_p can be huge and
even diverge at the transition — the lambda transition is named for its towering
heat-capacity spike. Plenty of heat flows; it just doesn't arrive as a plateau.
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"Latent heat means the temperature rises." The opposite. During a first-order
transition the temperature stays constant while the latent heat is absorbed — that
is the whole point of the plateau. The heat rearranges the substance instead of warming it.
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"G is discontinuous at the transition." No. Gibbs free
energy is continuous everywhere; it is the derivatives of
G (first ones for first order, second ones for second order) that jump or
diverge.
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"The critical point is a first-order point." No. The critical point is exactly where
the first-order liquid–gas line ends; there the latent heat and density jump have shrunk to
zero and the transition has become second order (continuous).
Because the liquid–gas line ends at the critical point, you can sneak around
it. Start with a liquid, raise the temperature and pressure to loop over the top of the critical point,
then lower the pressure on the far side — and you arrive at a gas having never crossed a phase
boundary and never seen a single bubble. There was no sharp moment of boiling because you
detoured through the supercritical region, where liquid and gas are one and the same fluid.
That supercritical fluid is not a curiosity — it is industrial muscle. Supercritical carbon
dioxide (just above 31\,^\circ\text{C} and
74\ \text{bar}) flows into coffee beans like a gas and dissolves caffeine
like a liquid, which is how much of the world's coffee is decaffeinated — cleanly,
with no toxic solvent left behind. The same trick extracts hops for beer, cleans delicate machinery and
runs green chemistry. All of it lives in that little wedge of the phase diagram past the point where
the boiling line runs out.