Atomic Spectra and Selection Rules
In 1868 astronomers pointed their spectroscopes at the Sun during an eclipse and found a bright
yellow line that matched no element known on Earth. They named the mystery
substance after the Greek word for the Sun — helios — and it was another
twenty-seven years before helium was finally isolated in a laboratory. We had read a brand-new
element off the face of a star we can never touch, using nothing but the colours of its
light. That is the astonishing power of atomic spectroscopy: every atom carries a barcode
of sharp, discrete lines, unique to that element, printed in the light it emits and absorbs.
You have seen these barcodes yourself. The flat orange glow of a sodium street lamp is essentially
one pair of yellow lines. A neon sign is a fistful of red-orange lines. Fireworks are
chemistry set to music — strontium red, barium green, copper blue — each colour a signature set of
atomic transitions. This page answers two linked questions: why are the lines discrete
(rather than a smooth rainbow), and why do only certain lines appear while others,
seemingly available, are missing? The second question is the story of selection rules,
and it reaches all the way from the sodium doublet to the 21-centimetre radio glow that maps our galaxy.
Discrete levels make discrete lines
A bound electron cannot have just any energy. Solving the Schrödinger equation for the atom leaves
only a discrete ladder of allowed energies — the stationary states. When an electron
drops from an upper state of energy E_\text{up} to a lower state
E_\text{low}, the surplus energy leaves as a single photon whose frequency
f is fixed by the gap:
E_\gamma = hf = \frac{hc}{\lambda} = \Delta E = E_\text{up} - E_\text{low}.
Because the gaps are sharp, the photon energies — and hence the wavelengths — are sharp too. A
continuous rainbow would mean a continuum of energies; the fact that we see thin bright
lines is direct evidence that the atom's energies are quantised. Run the logic backwards and
you get spectroscopy's superpower: measure the wavelengths, and you have measured the
energy-level structure of the atom. Each element's ladder is different, so each element's set
of lines is a fingerprint.
Hydrogen — one proton, one electron — is the case we can solve exactly, and its ladder is famously
simple. The energy of level n is
E_n = -\frac{13.6\ \text{eV}}{n^2},\qquad n = 1, 2, 3, \dots
The minus sign means the electron is bound: it would take 13.6\ \text{eV}
(the ionisation energy) to tear the ground-state electron free to E_\infty = 0.
The levels crowd together as n grows, piling up towards the ionisation limit.
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Energy ladder.
E_n = -\dfrac{13.6\ \text{eV}}{n^2}, with the ground state at
n=1 and the ionisation limit at n=\infty.
-
Wavelengths. A jump between levels n_1 < n_2 gives a
line at
\dfrac{1}{\lambda} = R\!\left(\dfrac{1}{n_1^{2}} - \dfrac{1}{n_2^{2}}\right),
the Rydberg formula, with R \approx 1.097\times 10^{7}\ \text{m}^{-1}.
-
Named series. Lines finishing on n_1 = 1 are the
Lyman series (ultraviolet); on n_1 = 2 the Balmer
series (visible); on n_1 = 3 the Paschen series (infrared).
A picture of the ladder
The diagram below draws hydrogen's levels to scale (energy running up the page) and then builds up two
of its series as downward arrows — one photon emitted per arrow. Notice how tightly the upper levels
bunch near the top while the ground state sits far below: that huge n=2 \to n=1
drop is why the Lyman lines are energetic ultraviolet, while the smaller Balmer drops land in the
visible. Reveal the series one at a time.
Worked example — a Balmer line
The red hydrogen line. Find the wavelength of the
n = 3 \to n = 2 transition. Using the energy ladder,
\Delta E = E_3 - E_2 = \left(-\frac{13.6}{9}\right) - \left(-\frac{13.6}{4}\right)
= 13.6\left(\frac{1}{4} - \frac{1}{9}\right)\ \text{eV} = 13.6 \times 0.1389 \approx 1.89\ \text{eV}.
Convert to a wavelength with the handy shortcut
\lambda(\text{nm}) = 1239.8 / \Delta E(\text{eV}):
\lambda = \frac{1239.8}{1.89} \approx 656\ \text{nm}.
That is the deep red \text{H}\alpha line — the glow of hydrogen nebulae and
the classic first line of the Balmer series. The same arithmetic with
n_2 = 4, 5, 6 gives the cyan, violet and near-ultraviolet Balmer lines, all
marching towards the series limit at 364.6\ \text{nm}.
Labelling states: the quantum numbers
To say which transitions are allowed we first need to label the states properly. The energy
E_n alone is not the whole story — each level carries a set of
quantum numbers describing the electron's angular momentum:
- Principal n = 1, 2, 3, \dots — sets the energy (in hydrogen) and the overall size of the orbital.
- Orbital angular momentum \ell = 0, 1, \dots, n-1 — the shape; spectroscopists write these as letters s, p, d, f, \dots
- Magnetic m_\ell = -\ell, \dots, +\ell — the orientation, giving 2\ell + 1 sub-states.
- Spin s = \tfrac12 with m_s = \pm\tfrac12 — the electron's intrinsic angular momentum.
Orbital and spin angular momentum add (vectorially) into a total angular momentum
\mathbf{J} = \mathbf{L} + \mathbf{S}, whose quantum number
J runs in integer steps from |L - S| to
L + S. Physicists package all of this into a term symbol
{}^{2S+1}L_J: the left superscript is the spin multiplicity
2S+1, the letter is the total orbital L (S, P, D,
F…), and the subscript is J. For example a single electron in a
p state (L = 1, S = \tfrac12) has
J = \tfrac12 or \tfrac32, giving the two terms
{}^{2}P_{1/2} and {}^{2}P_{3/2} — remember that
pair, it is about to explain the sodium doublet.
Selection rules: why only some lines appear
Here is the puzzle. Hydrogen has levels at n = 1, 2, 3, \dots, so you might
expect a photon for every pair. But look closely at real spectra and many "obvious"
transitions are missing or absurdly faint. The reason is that emitting a photon is not free — the
transition rate is governed by the electric-dipole matrix element
\langle f\,|\,\mathbf{r}\,|\,i\rangle, the overlap of the initial and final
states weighted by the position operator \mathbf{r}. When this integral is
zero, the fastest (electric-dipole, "E1") channel is switched off and the line is
called forbidden.
The integral vanishes unless the two states are related in specific ways, and those conditions are the
selection rules. Physically they are angular-momentum bookkeeping:
the photon carries away spin-1 (one unit of angular momentum) and has odd parity, so the atom's
quantum numbers must change by exactly the right amount to balance the books.
- Orbital: \Delta\ell = \pm 1 — the orbital angular momentum must change by exactly one.
- Magnetic: \Delta m_\ell = 0, \pm 1.
- Spin: \Delta s = 0 — the photon does not flip the electron's spin.
- Total: \Delta J = 0, \pm 1, but J = 0 \to J = 0 is forbidden.
- Parity must change (guaranteed by \Delta\ell = \pm 1, since parity is (-1)^{\ell}).
The star of the show is \Delta\ell = \pm 1. Notice what it does not
say: it places no restriction on \Delta n. An electron can
drop from n = 7 to n = 1 in one leap, as long as
the orbital quantum number changes by one. What is restricted is the shape, not the shell.
Worked example — allowed or forbidden?
Apply \Delta\ell = \pm 1 to a few hydrogen transitions:
-
2p \to 1s: \ell goes
1 \to 0, so \Delta\ell = -1.
Allowed — this is the bright Lyman-\alpha line.
-
2s \to 1s: \ell goes
0 \to 0, so \Delta\ell = 0.
Forbidden. The 2s state has no E1 route down and becomes
metastable, living about a tenth of a second — an eternity in atomic terms.
-
3d \to 2p: \ell goes
2 \to 1, \Delta\ell = -1.
Allowed.
-
3d \to 1s: \ell goes
2 \to 0, \Delta\ell = -2.
Forbidden as a single E1 photon — the electron must instead cascade
3d \to 2p \to 1s.
And a term-symbol example: for a {}^{2}P_{3/2} \to {}^{2}S_{1/2} transition,
\Delta L = 1 (P→S), \Delta S = 0, and
\Delta J = -1 — all satisfied, so it is allowed. This is exactly the sodium
D-line, which we meet next.
Watch out — "forbidden" is spectroscopist's slang, and it is a genuine trap. A
forbidden transition is not impossible; it is simply very slow, because the fast
electric-dipole channel is switched off and the atom must fall back on weaker, higher-order mechanisms
(magnetic-dipole M1, electric-quadrupole E2, or a two-photon jump). An allowed line might have a
lifetime of nanoseconds; a forbidden one can take seconds, minutes, or longer.
Whether a forbidden line ever shows up is a race. In a dense gas, an atom stuck in a metastable state
gets jostled by a collision long before it can radiate, so it dumps its energy silently and you see
nothing. But in the near-perfect vacuum of a nebula — atoms so sparse that collisions almost never
happen — the atom finally has time to make its slow, forbidden transition. That is why the green glow
of many nebulae comes from forbidden lines of doubly-ionised oxygen (the famous
"nebulium" lines that puzzled astronomers until they were identified as forbidden
[\text{O\,III}] transitions). Forbidden lines are the fingerprint of an
extraordinarily thin gas.
Neutral hydrogen's ground state has a whisper of extra structure: the proton and electron spins can be
aligned or anti-aligned (hyperfine splitting). Flipping from parallel to anti-parallel
releases a photon of wavelength 21\ \text{cm} — a radio photon. This is a
magnetic-dipole, spin-flip transition, forbidden by the electric-dipole rules
(\Delta s = 0 is violated), and its average lifetime is about
11 million years.
Eleven million years! No laboratory could ever wait for it. Yet the galaxy holds so
staggeringly much hydrogen that, at any instant, enough atoms are making the flip to fill the
sky with a steady 21\ \text{cm} radio hum. Radio astronomers use it to weigh
galaxies, chart spiral arms hidden behind dust, and clock the rotation that first revealed dark matter.
The rarest transition in an atom, multiplied by the most abundant atom in the universe, becomes one of
astronomy's brightest tools.
Fine structure: the sodium doublet
Look at the famous yellow of a sodium lamp through a good spectroscope and the single line splits into
two, at 589.0\ \text{nm} and
589.6\ \text{nm} — the sodium D-lines. This tiny splitting
is fine structure, and it comes from spin–orbit coupling.
In the electron's own frame, the positively charged nucleus orbits it, making a current loop
and hence a magnetic field. The electron's spin magnetic moment sits in that field, and the interaction
energy depends on the relative orientation of spin and orbit:
H_{\text{SO}} \propto \mathbf{L}\cdot\mathbf{S}.
Because \mathbf{L}\cdot\mathbf{S} depends on how L
and S combine into J, states with different
J split apart in energy. Sodium's outer electron in a
3p state (L = 1, S = \tfrac12) has two possible
totals, J = \tfrac12 and J = \tfrac32 — the terms
{}^{2}P_{1/2} and {}^{2}P_{3/2}. The decay to the
3s\ ({}^{2}S_{1/2}) ground state therefore has two slightly
different energies: the doublet.
The scale of fine structure is set by the fine-structure constant
\alpha \approx 1/137: the splittings go as
\alpha^2 \approx 5\times 10^{-5} times the gross energy, which is why the two
D-lines differ by only 0.6\ \text{nm} out of 589.
Two further layers sit beneath: hyperfine structure, an even smaller splitting from the
coupling to the nuclear spin (the origin of the 21 cm line), and the Zeeman
effect, in which an external magnetic field splits the m_\ell
(and m_s) sub-levels — turning one line into several and letting us measure
the magnetic fields of sunspots and distant stars.
Exactly the same lines, just run in opposite directions, and mixing them up is a common slip. In
emission a hot, excited atom drops down a level and emits a photon at
\Delta E — you see a bright line on a dark background (the neon sign). In
absorption a cool atom sitting in front of a hot continuous source absorbs
photons of exactly that same \Delta E to jump up, stealing them from
the beam — you see a dark line at the same wavelength on a bright background.
The selection rules are identical either way (they come from the same matrix element). This is why the
Sun's spectrum is crossed by thousands of dark Fraunhofer lines: the cooler outer gas
absorbs precisely the wavelengths its atoms would emit if heated. Reading those dark gaps is how we
learned what stars are made of — and how helium turned up first in the Sun.