Nonlinear Optics and the Kerr Effect
Cross two laser beams in mid-air and… nothing happens. Each sails through the other as if it were
not there. This is not an accident of geometry — it is linearity, the same property this
course has been quietly exploiting all along. Maxwell's equations in vacuum are linear, so light
waves obey superposition: they add, they interfere, they redistribute — but one beam can never
change another. Every device built so far — couplers, Mach–Zehnders, meshes, Fourier
lenses — is a linear machine that shuffles amplitudes without ever letting one signal decide
another's fate. Module 6 ran into this wall repeatedly: even the
coherent Ising
machine had to smuggle a nonlinear crystal into its loop to get any decision-making
done. Digital logic is the wall at its highest. A logic gate is, by definition, a device in which
one signal controls another — light must switch light. For that, superposition
must break, and superposition only breaks where the medium responds nonlinearly. This
lesson is about that response: where it comes from, what it can do, and — the number that will
haunt the rest of this module — how absurdly hard you must drive matter to get it.
The anharmonic spring: P(E) beyond the linear term
Recall from electromagnetism in
matter where a refractive index comes from: the optical field drives the electrons of
the medium, the displaced electrons form a polarization P, and that
polarization re-radiates, slowing and reshaping the wave. The textbook version keeps only the
linear response, P = \varepsilon_0 \chi^{(1)} E — an electron on a
perfect Hookean spring. But no real interatomic potential is a perfect parabola. Drive the electron
hard enough and it explores the anharmonic part of its potential well, and its displacement stops
being proportional to the push. Expand the response in powers of the field:
- the polarization of a dielectric is a power series in the optical field,
P \;=\; \varepsilon_0\left( \chi^{(1)} E \;+\; \chi^{(2)} E^2 \;+\;
\chi^{(3)} E^3 \;+\; \cdots \right);
- \chi^{(1)} gives the ordinary refractive index and absorption —
all of linear optics;
- \chi^{(2)} exists only in media without inversion
symmetry (in a centrosymmetric crystal, flipping E \to -E
must flip P \to -P, which kills every even term);
- \chi^{(3)} survives in every material — glass,
silicon, gases, you — and its most important consequence is the optical Kerr
effect: an intensity-dependent refractive index
n \;=\; n_0 \;+\; n_2\, I .
The scale of the series is set by the field that binds the electron in the first place: the atomic
field E_{\text{at}} = e/(4\pi\varepsilon_0 a_0^2) \approx 5\times 10^{11}\
\mathrm{V/m}, the field a proton exerts one Bohr radius away. Each higher term in the
expansion is suppressed by roughly a factor E/E_{\text{at}}. An
intensity with an optical field equal to E_{\text{at}} would be
about 3.5\times 10^{20}\ \mathrm{W/m^2} — at which point the material
is not switching, it is exploding. Practical nonlinear optics lives many orders of magnitude below
that, on the thin gruel of a slightly bent spring. That, in one sentence, is why every number in
this lesson will be uncomfortably large.
χ⁽²⁾: the Pockels effect and frequency doubling
The second-order term mixes fields pairwise, and its two star turns are already familiar from
earlier modules. Apply a DC field E_{\text{dc}} alongside the
optical wave and the cross-term \chi^{(2)} E_{\text{dc}} E_{\text{opt}}
acts like a change of linear susceptibility: the refractive index shifts linearly with the
applied voltage. That is the Pockels effect, the physics inside every lithium
niobate modulator
— electronics steering light, fast and cheap. Feed in two optical fields instead (or one
field with itself) and the E^2 term radiates at the sum frequency:
second-harmonic generation, the trick that turns an infrared
1064\ \mathrm{nm} beam into the 532\
\mathrm{nm} green of a laser pointer.
Notice what χ⁽²⁾ offers a would-be logic designer: light controlling light, yes — but the product
leaves at a new frequency. A gate whose output is a different colour from its input
cannot feed an identical gate. Hold that thought; it becomes one of the sharpest knives in the
criteria
lesson.
χ⁽³⁾: the Kerr effect, by the numbers
For same-colour-in, same-colour-out control, the workhorse is third order. The
\chi^{(3)} E^3 term includes a contribution oscillating at the original
frequency whose strength rides on the local intensity — equivalent to a refractive index
n = n_0 + n_2 I, with
n_2 = 3\chi^{(3)} / (4 n_0^2 \varepsilon_0 c). A bright pulse raises
the index under its own feet (self-phase modulation) and under any co-propagating signal
(cross-phase modulation) — and a phase shift, as the Mach–Zehnder taught us, is one interferometer
away from being an amplitude switch. So how big is n_2?
| Material | n_2 (m²/W) | Notes |
| Fused silica | 2.6\times 10^{-20} |
ultrapure, ultralow loss — the fibre workhorse |
| Silicon | \approx 4.5\times 10^{-18} |
~200× silica, but two-photon absorption taxes it at 1.55 µm |
| Chalcogenide glasses | \sim 10^{-17} |
engineered "nonlinear glass"; softer, lossier |
| AlGaAs | \sim 10^{-17} |
"the nonlinear silicon" — band gap tunable to dodge two-photon absorption |
Ten to the minus twenty. To shift the index by a useful 10^{-4} in
silica you need I = \Delta n/n_2 \approx 4\times 10^{15}\ \mathrm{W/m^2}
— about ten billion times the intensity of full sunlight. The only reason Kerr
switching is conceivable at all is that waveguides let you cheat on area: squeeze one watt into a
silicon wire of cross-section 0.1\ \mathrm{\mu m^2} and the intensity is
already 10^{13}\ \mathrm{W/m^2} — a gigawatt per square centimetre from
a laser pointer's worth of power. The chart below prices the full switching operation: the phase
shift \Delta\varphi = 2\pi n_2 I L/\lambda accumulated along a 1 cm
waveguide of that cross-section, as a function of launched power. The horizontal line is
\Delta\varphi = \pi — the full-switch threshold of an interferometer.
Read the silica curve carefully: it is not missing — it is flat. Even in the best nonlinear
materials, a full switch costs of order a watt of optical power held inside a
centimetre of waveguide, while the transistor it hopes to replace switches on femtojoules. This
single chart is the seed of everything that goes wrong in the next three lessons.
Worked numbers: pricing a π
Let's make the chart's arithmetic explicit, because you will reuse it constantly in this module.
For a waveguide of effective area A_{\text{eff}} and length
L carrying power P:
\Delta\varphi \;=\; \frac{2\pi}{\lambda}\, n_2\, \frac{P}{A_{\text{eff}}}\, L,
\qquad P_\pi \;=\; \frac{\lambda\, A_{\text{eff}}}{2\, n_2\, L}.
const lambda = 1.55e-6; // wavelength, m
const Aeff = 1e-13; // 0.1 square-micron mode area, m^2
const L = 1e-2; // 1 cm of waveguide, m
const materials: [string, number][] = [
["fused silica ", 2.6e-20],
["silicon ", 4.5e-18],
["chalcogenide ", 1.0e-17],
];
for (const [name, n2] of materials) {
const radPerWatt = (2 * Math.PI * n2 * L) / (lambda * Aeff);
const Ppi = Math.PI / radPerWatt;
console.log(name + " " + radPerWatt.toFixed(3) + " rad/W P_pi = " + Ppi.toFixed(2) + " W");
}
// And the intensity that 1 W represents in this waveguide:
console.log("I at 1 W: " + (1 / Aeff).toExponential(1) + " W/m^2 (~1 GW/cm^2)");
Three sanity checks worth internalising. First, \Delta\varphi is linear
in both intensity and length — doubling the waveguide is exactly as good as doubling the
power, which is why fibre experiments happily use kilometres of silica instead of watts of power.
Second, what matters is intensity, not power: shrinking
A_{\text{eff}} is the cheapest nonlinearity-enhancer there is, and
"make the mode smaller, or trap it longer" will be the entire design philosophy of the
next
lesson's devices. Third, silicon's 200× head start over silica comes with fine print:
at 1.55 µm, two photons (0.8 eV each) jointly exceed silicon's 1.12 eV band gap, so
two-photon absorption — itself a χ⁽³⁾ effect — burns off exactly the intense light
you need, and dumps free carriers that linger for nanoseconds. The nonlinearity you want and the
loss you don't are the same order of perturbation theory; you cannot order one without the other.
In a medium, they genuinely do — a little. But in vacuum? Classical electromagnetism says never:
linearity is exact. Quantum electrodynamics disagrees in principle — two photons can scatter off
each other via a fleeting virtual electron–positron pair — but the cross-section at optical
energies is so fantastically small (it scales as the sixth power of photon energy far
below the electron mass) that two crossed laser beams would need vastly longer than the age of the
universe to record a single collision. Light-by-light scattering was finally observed in 2017 by
the ATLAS experiment, using the monstrous electromagnetic fields of lead nuclei grazing each other
at the LHC — about as far from a photonic chip as physics gets. The practical moral: photons do
not talk to photons; they talk to electrons, which talk to other photons. Every optical
logic gate ever proposed is, underneath, an electron-mediated device — a fact that should make you
suspicious, this early, of the phrase "all-optical".
Two classic confusions, both fixed by one symmetry argument. First: the Pockels
effect (\Delta n \propto E, from χ⁽²⁾) and the Kerr effect
(\Delta n \propto E^2 \propto I, from χ⁽³⁾) are different orders of
response, not two names for one thing — Pockels needs an applied field and responds to its sign;
Kerr responds to intensity and cannot tell up from down. Second: silicon and
silica are centrosymmetric, so their χ⁽²⁾ is identically zero: no Pockels effect, no
frequency doubling, no matter how hard you drive them. This is why silicon modulators resort to
free-carrier tricks, why lithium niobate (non-centrosymmetric) remains royalty, and why any scheme
you sketch that quietly asks silicon for a χ⁽²⁾ favour is dead on the drawing board. When you
evaluate a proposed all-optical device, your first question should not be "how fast?" but "which
χ, and does this material have it?"
Where this goes next
We now have the raw ingredient: matter's grudging, intensity-bought willingness to let one light
beam steer another — at gigawatts per square centimetre. The
next
lesson surveys forty years of ingenious machinery built to stretch that ingredient
into working switches: semiconductor amplifiers that trade speed for sensitivity, fibre loops that
trade footprint for it, and photonic-crystal cavities that trap light in a wavelength-sized box
until even femtojoules feel intense. Keep today's two numbers in your pocket as you go:
n_2 \sim 10^{-18}\ \mathrm{m^2/W}, and ten billion suns.