The Greeks

The Black–Scholes formula gives a single number — the price. But a trader who has sold an option lives or dies by how that price moves when the market moves. The Greeks are the price's sensitivities — its partial derivatives with respect to spot, volatility, time, and rate — each named after a Greek letter. They are the dials of risk management, and the most important of them, delta, is exactly the hedge ratio V_S we met when deriving the PDE.

Throughout, \varphi is the standard-normal density and \Phi its CDF, with d_1, d_2 as in the formula. We will derive delta in full and record the rest.

Delta, derived line by line

Delta is \Delta = \partial C / \partial S, the change in the option price per unit change in the stock — the shares to hold against one call. Differentiating C = S\,\Phi(d_1) - K e^{-rT}\,\Phi(d_2) looks fearsome because d_1 and d_2 both depend on S — but a beautiful cancellation rescues us.

Step 1 — differentiate by the product and chain rules. The first term is a product; the two \Phi's need the chain rule (with \Phi' = \varphi):

\frac{\partial C}{\partial S} = \Phi(d_1) + S\,\varphi(d_1)\,\frac{\partial d_1}{\partial S} - K e^{-rT}\,\varphi(d_2)\,\frac{\partial d_2}{\partial S}.

Step 2 — note the derivatives of d_1, d_2 are equal. Since d_2 = d_1 - \sigma\sqrt{T} and \sigma\sqrt{T} is constant in S,

\frac{\partial d_2}{\partial S} = \frac{\partial d_1}{\partial S} = \frac{1}{S\,\sigma\sqrt{T}}.

Step 3 — invoke the key identity S\,\varphi(d_1) = K e^{-rT}\,\varphi(d_2). This is the load-bearing lemma (proved in the vignette): the two density terms are equal. Hence the last two terms of Step 1, which share the common factor \partial d_1/\partial S, cancel:

S\,\varphi(d_1)\,\frac{\partial d_1}{\partial S} - K e^{-rT}\,\varphi(d_2)\,\frac{\partial d_2}{\partial S} = \big(S\,\varphi(d_1) - K e^{-rT}\,\varphi(d_2)\big)\frac{\partial d_1}{\partial S} = 0.

Step 4 — collect. Only the very first term of Step 1 survives:

\Delta = \frac{\partial C}{\partial S} = \Phi(d_1).

Clean as a whistle. Delta is just \Phi(d_1) — a number between 0 and 1, the fraction of a share to hold. Deep in the money \Delta \to 1 (the call behaves like the stock); deep out, \Delta \to 0 (it behaves like cash).

For a European call C = S\,\Phi(d_1) - K e^{-rT}\,\Phi(d_2), the first-order sensitivities are:

Everything hinged on the claim that the two density terms are equal. Here is why. Work with the ratio and use \varphi(x) = \tfrac{1}{\sqrt{2\pi}}e^{-x^2/2}:

\frac{S\,\varphi(d_1)}{K e^{-rT}\,\varphi(d_2)} = \frac{S}{K e^{-rT}}\,\exp\!\Big(-\tfrac12 d_1^2 + \tfrac12 d_2^2\Big).

Factor the exponent as a difference of squares, using d_2 = d_1 - \sigma\sqrt{T} so that d_1 - d_2 = \sigma\sqrt{T}:

\tfrac12(d_2^2 - d_1^2) = \tfrac12 (d_2 - d_1)(d_2 + d_1) = -\tfrac12\,\sigma\sqrt{T}\,(d_1 + d_2).

Now d_1 + d_2 = 2 d_2 + \sigma\sqrt{T}, and \sigma\sqrt{T}\,d_2 = \ln(S/K) + (r - \tfrac12\sigma^2)T straight from the definition of d_2. So

\tfrac12(d_2^2 - d_1^2) = -\Big(\ln\tfrac{S}{K} + (r - \tfrac12\sigma^2)T\Big) - \tfrac12\sigma^2 T = -\ln\tfrac{S}{K} - rT.

Exponentiating, \exp(\tfrac12(d_2^2 - d_1^2)) = \tfrac{K}{S}\,e^{-rT}. Substitute back into the ratio:

\frac{S\,\varphi(d_1)}{K e^{-rT}\,\varphi(d_2)} = \frac{S}{K e^{-rT}}\cdot\frac{K}{S}\,e^{-rT} = 1.

The ratio is exactly 1, so S\,\varphi(d_1) = K e^{-rT}\,\varphi(d_2). This same identity is what makes vega and gamma share the single factor \varphi(d_1).

Delta tells you how many shares to hold now; gamma tells you how quickly that number goes stale. A delta-hedged book holds \Delta = \Phi(d_1) shares against each short call, so a small move in S leaves the portfolio value unchanged to first order — exactly the riskless portfolio of the PDE derivation, rebalanced continuously.

But delta drifts as S moves, at rate \Gamma. High gamma means frequent, costly rebalancing; a trader who wants to be insulated from that too will gamma-hedge with a second option to flatten \Gamma, leaving the book stable over larger moves. The Greeks are, quite literally, the control surface of an options desk.

Delta and gamma against spot

Below, \Delta = \Phi(d_1) climbs smoothly from 0 (deep out of the money) to 1 (deep in), crossing near the strike; \Gamma = \varphi(d_1)/(S\sigma\sqrt{T}) is the bell-shaped slope of delta, tallest right around the money where the option is most sensitive. Cutting \sigma or shortening T sharpens both — delta steepens into a step, gamma into a spike. Slide and watch.

Note the bell \Gamma is exactly the rate at which the \Delta curve rises — that is why a near-the-money option needs the most frequent rehedging.